SEC Form 4 · accession 0001548677-17-000001
NYLI MacKay DefinedTerm Muni Opportunities Fund · MMD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen P. Fisher
Officer — President
Period of report
Feb 19, 2014
Accepted (ET)
Mar 2, 2017 · 12:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001518557
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Shares of beneficial interest | Feb 19, 2014 | S | 2,000 | $16.9118 | D | 0 | D | |
| Shares of beneficial interest | Nov 11, 2016 | A | 102 | $18.44 | A | 102 | D | |
| Shares of beneficial interest | Nov 14, 2016 | A | 2,398 | $18.40 | A | 2,500 | D | |
| Shares of beneficial interest | Nov 14, 2016 | A | 1,600 | $18.01 | A | 4,100 | D | |
| Shares of beneficial interest | Nov 18, 2016 | A | 250 | $18.01 | A | 4,350 | D | |
| Shares of beneficial interest | Jan 11, 2017 | S | 2,150 | $19.03 | D | 2,200 | D | |
| Shares of beneficial interest | Jan 11, 2017 | S | 1,900 | $19.04 | D | 300 | D | |
| Shares of beneficial interest | Jan 11, 2017 | S | 300 | $19.045 | D | 0 | D |
Table II — derivative securities
No Table II lines on this filing.