SEC Form 4 · accession 0001213900-17-002482
Icagen, Inc. · ICGN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Vincent Palmieri
Director
Period of report
Mar 15, 2017
Accepted (ET)
Mar 16, 2017 · 5:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001518520
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF1 | $3.50 | Mar 15, 2017 | A | 10,000 | A | Mar 15, 2017 | Mar 15, 2027 | Common Stock | 10,000 | 10,000 | D |
Explanation of responses
- F1These options vest pro rata on a monthly basis over a three year period.