SEC Form 4 · accession 0001213900-16-013695
Icagen, Inc. · ICGN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Vincent Palmieri
Director
Period of report
May 19, 2016
Accepted (ET)
May 20, 2016 · 6:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001518520
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF1 | $3.50 | May 19, 2016 | A | 12,500 | A | May 19, 2016 | May 19, 2026 | Common Stock | 12,500 | 12,500 | D |
Explanation of responses
- F1These options vest pro rata on a monthly basis over a three year period.