SEC Form 4 · accession 0001517650-16-000246
Interactive Intelligence Group, Inc. · ININ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ashley A. Vukovits
Officer — Chief Financial Officer
Period of report
Sep 7, 2016
Accepted (ET)
Sep 9, 2016 · 2:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001517650
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 7, 2016 | S | 4,976 | $60.40 | D | 0 | D | |
| Common Stock | Sep 8, 2016 | M | 5,000 | $32.33 | A | 5,000 | D | |
| Common Stock | Sep 8, 2016 | M | 1,265 | $24.50 | A | 6,265 | D | |
| Common Stock | Sep 8, 2016 | S | 6,248 | $60.40 | D | 17 | D | |
| Common StockF1 | holding | — | — | — | 137 | I | By 401(k) plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to Buy)F3,F2 | $32.33 | Sep 8, 2016 | M | 5,000 | D | — | Jan 21, 2017 | Common Stock | 5,000 | 0 | D |
| Stock Option (right to Buy)F3,F4 | $24.50 | Sep 8, 2016 | M | 1,265 | D | — | Jan 9, 2018 | Common Stock | 1,265 | 6,235 | D |
Explanation of responses
- F1The number of shares reported as indirectly held by the reporting person in the Interactive Intelligence Group, Inc. 401(k) plan is based on a plan statement dated as of September 8, 2016.
- F22,500 options became exercisable on each of 1/21/2012, 1/21/2013, 1/21/2014 and 1/21/2015.
- F3Option Grant - #8 blank
- F42,500 options became exercisable on each of 1/9/2013, 1/9/2014, 1/9/2015 and 1/9/2016.