SEC Form 4 · accession 0001517650-16-000147
Interactive Intelligence Group, Inc. · ININ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul Weber
Officer — Chief Business Officer
Period of report
May 13, 2016
Accepted (ET)
May 17, 2016 · 12:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001517650
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 13, 2016 | M | 312 | $0.00 | A | 31,362 | D | |
| Common StockF1 | May 13, 2016 | F | 124 | $36.29 | D | 31,238 | D | |
| Common StockF2 | holding | — | — | — | 180 | I | by 401(k) plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F4 | — | May 13, 2016 | M | 312 | D | — | — | Common Stock | 312 | 312 | D |
Explanation of responses
- F1Represents shares withheld by Interactive Intelligence Group, Inc. to satisfy tax withholding obligations on the vesting of restricted stock units.
- F2The number of shares reported as indirectly held by the reporting person in the Interactive Intelligence Group, Inc. 401(k) plan is based on a plan statement dated as of May 13, 2016.
- F3Each restricted stock unit ("RSU") represents a contingent right to receive one share of Interactive Intelligence Group, Inc common stock upon vesting of the unit.
- F4The earned RSUs vest as follows: 313 vested on each of May 13, 2014 and 2015 and 312 vested on May 13, 2016; the remaining 312 are scheduled to vest May 13, 2017.