SEC Form 4/A · accession 0001517650-16-000120
Interactive Intelligence Group, Inc. · ININ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Donald E Brown
Officer — Chairman, President and CEO · Director · 10% Owner
Period of report
Feb 4, 2016
Accepted (ET)
Feb 29, 2016 · 4:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001517650
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to Buy)F1,F2 | $27.73 | Feb 4, 2016 | A | 100,000 | A | — | Feb 4, 2022 | Common Stock | 100,000 | 100,000 | D |
Explanation of responses
- F1This amendment is being filed to correct the number of stock options granted to the reporting person on February 4, 2016 and to correct the footnote describing the vesting of such stock options. The correct number of stock options granted to the reporting person on February 4, 2016 was 100,000.
- F2Stock options to purchase 55,626 shares of common stock are performance-based and will be earned by the reporting person based on the performance of Interactive Intelligence Group, Inc. for 2016. Once earned, these stock options will become exercisable in four equal annual installments on 2/4/17, 2/4/18, 2/4/19 and 2/4/20. Stock options to purchase 44,374 shares of common stock are time-based, and 11,094 of such options become exercisable on each of 2/4/17 and 2/4/18 and 11,093 of such options become exercisable on each of 2/4/19 and 2/4/20.