SEC Form 4 · accession 0001517650-16-000077
Interactive Intelligence Group, Inc. · ININ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul Weber
Officer — Chief Business Officer
Period of report
Jan 14, 2016
Accepted (ET)
Jan 15, 2016 · 1:57 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001517650
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 14, 2016 | M | 20,000 | $19.66 | A | 28,985 | D | |
| Common StockF1 | holding | — | — | — | 180 | I | by 401(k) plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to Buy)F3,F2 | $19.66 | Jan 14, 2016 | M | 20,000 | D | — | Jan 22, 2016 | Common Stock | 20,000 | 0 | D |
Explanation of responses
- F1The number of shares reported as indirectly held by the reporting person in the Interactive Intelligence Group, Inc. 401(k) plan is based on a plan statement dated as of December 9, 2015.
- F26,250 shares became exercisable on each of 1/22/2011, 1/22/2012, 1/22/2013 and 1/22/2014.
- F3Option Grant - #8 blank