SEC Form 4 · accession 0001517650-16-000073

Interactive Intelligence Group, Inc. · ININ

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chief Operating Officer

Period of report

Jan 11, 2016

Accepted (ET)

Jan 13, 2016 · 3:26 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001517650

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Jan 11, 2016	M	625	$0.00	A	2,946	D
Common Stock	Jan 11, 2016	F	205	$27.30	D	2,741	D
Common Stock	Jan 13, 2016	M	500	$0.00	A	3,241	D
Common Stock	Jan 13, 2016	F	164	$23.48	D	3,077	D
Common Stock	holding	—	—		—	3,500	I	By spouse.
Common Stock^F1	holding	—	—		—	137	I	By 401(k) plan

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Units^F2,F3	—	Jan 11, 2016	M	625	D	—	—	Common Stock	625	625	D
Restricted Stock Units^F2,F4	—	Jan 13, 2016	M	500	D	—	—	Common Stock	500	1,000	D

F1The number of shares reported as indirectly held by the reporting person in the Interactive Intelligence Group, Inc. 401(k) plan is based on a plan statement dated as of December 9, 2015.
F2Each restricted stock unit ("RSU") represents a contingent right to receive one share of Interactive Intelligence Group, Inc. common stock.
F3The earned RSUs vest as follows: 625 vested on each of 1/11/2014, 1/11/2015 and 1/11/2016; the remaining 625 are scheduled to vest on 1/11/2017.
F4The earned RSUs vest as follows: 500 vested on each of 1/13/2015 and 1/13/2016; the remaining 1,000 are scheduled to vest equally on 1/13/2017 and 1/13/2018.