SEC Form 4 · accession 0001517650-16-000071
Interactive Intelligence Group, Inc. · ININ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gary R Blough
Officer — Chief International Officer
Period of report
Jan 11, 2016
Accepted (ET)
Jan 13, 2016 · 3:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001517650
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 11, 2016 | M | 1,250 | $0.00 | A | 238,480 | D | |
| Common Stock | Jan 11, 2016 | F | 409 | $27.30 | D | 238,071 | D | |
| Common Stock | Jan 13, 2016 | M | 1,000 | $0.00 | A | 239,071 | D | |
| Common Stock | Jan 13, 2016 | F | 327 | $23.48 | D | 238,744 | D | |
| Common StockF1 | holding | — | — | — | 180 | I | by 401(k) plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | Jan 11, 2016 | M | 1,250 | D | — | — | Common Stock | 1,250 | 1,250 | D |
| Restricted Stock UnitsF2,F4 | — | Jan 13, 2016 | M | 1,000 | D | — | — | Common Stock | 1,000 | 2,000 | D |
Explanation of responses
- F1The number of shares reported as indirectly held by the reporting person in the Interactive Intelligence Group, Inc. 401(k) plan is based on a plan statement dated as of December 9, 2015.
- F2Each restricted stock unit ("RSU") represents a contingent right to receive one share of Interactive Intelligence Group, Inc. common stock.
- F3The earned RSUs vest as follows: 1,250 vested on each of 1/11/2014, 1/11/2015 and 1/11/2016; the remaining 1,250 are scheduled to vest on 1/11/2017.
- F4The earned RSUs vest as follows: 1,000 vested on each of 1/13/2015 and 1/13/2016; the remaining 2,000 shares are scheduled to vest equally on 1/13/2017 and 1/13/2018.