SEC Form 4 · accession 0001214659-15-008547
Interactive Intelligence Group, Inc. · ININ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ashley A. Vukovits
Officer — Chief Financial Officer
Period of report
Dec 28, 2015
Accepted (ET)
Dec 30, 2015 · 10:30 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001517650
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF3 | Dec 28, 2015 | M | 1,250 | $19.66 | A | 3,070 | D | |
| Common StockF4 | holding | — | — | — | 137 | I | By 401(k) plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to Buy)F2,F1 | $19.66 | Dec 28, 2015 | M | 1,250 | D | — | Jan 22, 2016 | Common Stock | 1,250 | 0 | D |
Explanation of responses
- F11,250 shares became exercisable on each of 1/22/2011, 1/22/2012, 1/22/2013 and 1/22/2014.
- F2Option Grant - #8 blank
- F3The number of shares reported as directly held by the reporting person includes 1,047 shares held in the Employee Stock Purchase Plan (ESPP) as of the reporting date.
- F4The number of shares reported as indirectly held by the reporting person in the Interactive Intelligence Group, Inc. 401(k) plan is based on a plan statement dated as of December 9, 2015.