SEC Form 4 · accession 0001214659-15-008411
Interactive Intelligence Group, Inc. · ININ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gary R Blough
Officer — Chief International Officer
Period of report
Dec 14, 2015
Accepted (ET)
Dec 16, 2015 · 11:22 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001517650
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 14, 2015 | M | 4,079 | $19.66 | A | 229,792 | D | |
| Common StockF1 | Dec 14, 2015 | S | 602 | $31.71 | D | 229,190 | D | |
| Common Stock | Dec 15, 2015 | M | 30,921 | $19.66 | A | 260,111 | D | |
| Common StockF2 | Dec 15, 2015 | S | 15,061 | $31.08 | D | 245,050 | D | |
| Common StockF3 | Dec 15, 2015 | S | 7,820 | $30.50 | D | 237,230 | D | |
| Common StockF4 | holding | — | — | — | 180 | I | by 401(k) plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to Buy)F6,F5 | $19.66 | Dec 14, 2015 | M | 4,079 | D | — | Jan 22, 2016 | Common Stock | 4,079 | 30,921 | D |
| Stock Option (right to Buy)F6,F5 | $19.66 | Dec 15, 2015 | M | 30,921 | D | — | Jan 22, 16 | Common Stock | 30,921 | 0 | D |
Explanation of responses
- F1Represents sale of 602 shares in 7 transactions, ranging in price from $31.70 to $31.75 per share resulting in a weighted average sale price per share of $31.708306. The reporting person will provide upon request by the SEC staff, the Issuer or a security holder, full information regarding the number of shares sold at each separate price within the range.
- F2Represents sale of 15,061 shares in 134 transactions, ranging in price from $31.00 to $31.15 per share resulting in a weighted average sale price per share of $31.082570. The reporting person will provide upon request by the SEC staff, the Issuer or a security holder, full information regarding the number of shares sold at each separate price within the range.
- F3Represents sale of 7,820 shares in 41 transactions, ranging in price from $30.50 to $30.54 per share resulting in a weighted average sale price per share of $30.501468. The reporting person will provide upon request by the SEC staff, the Issuer or a security holder, full information regarding the number of shares sold at each separate price within the range.
- F4The number of shares reported as indirectly held by the reporting person in the Interactive Intelligence Group, Inc. 401(k) plan is based on a plan statement dated as of December 9, 2015.
- F58,750 shares became exercisable on each of 1/22/2011, 1/22/2012, 1/22/2013 and 1/22/2014.
- F6Option Grant - #8 blank