SEC Form 4 · accession 0001214659-15-008268
Interactive Intelligence Group, Inc. · ININ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William J. Gildea III
Officer — Chief Operating Officer
Period of report
Dec 7, 2015
Accepted (ET)
Dec 8, 2015 · 2:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001517650
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 7, 2015 | M | 5,000 | $19.66 | A | 7,321 | D | |
| Common StockF1 | Dec 7, 2015 | S | 5,000 | $34.98 | D | 2,321 | D | |
| Common Stock | holding | — | — | — | 3,500 | I | By spouse. | |
| Common StockF4 | holding | — | — | — | 137 | I | By 401(k) plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to Buy)F3,F2 | $19.66 | Dec 7, 2015 | M | 5,000 | D | — | Jan 22, 2016 | Common Stock | 5,000 | 0 | D |
Explanation of responses
- F1Represents sale of 5,000 shares in 38 transactions, ranging in price from $34.895 to $35.04 per share resulting in a weighted average sale price per share of $34.975740. The reporting person will provide upon request by the SEC staff, the Issuer or a security holder, full information regarding the number of shares sold at each separate price within the range.
- F25,000 shares became exercisable on each of 1/22/2011, 1/22/2012, 1/22/2013 and 1/22/2014.
- F3Option Grant - #8 blank
- F4The number of shares reported as indirectly held by the reporting person in the Interactive Intelligence Group, Inc. 401(k) plan is based on a plan statement dated as of December 7, 2015.