SEC Form 4 · accession 0001214659-15-007951
Interactive Intelligence Group, Inc. · ININ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeff M. Platon
Officer — Chief Marketing Officer
Period of report
Nov 19, 2015
Accepted (ET)
Nov 23, 2015 · 1:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001517650
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 19, 2015 | M | 3,750 | $0.00 | A | 3,750 | D | |
| Common StockF2,F1 | Nov 19, 2015 | F | 1,150 | $33.51 | D | 2,600 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F4 | — | Nov 19, 2015 | M | 3,750 | D | — | — | Common Stock | 3,750 | 11,250 | D |
Explanation of responses
- F1Represents the number of shares of Interactive Intelligence Group, Inc. common stock held by the reporting person as of the date of this Form 4.
- F2Represents shares withheld by Interactive Intelligence Group, Inc. to satisfy tax withholding obligations on the vesting of restricted stock units.
- F3Each restricted stock unit ("RSU") represents a contingent right to receive one share of Interactive Intelligence Group, Inc common stock upon vesting of the unit.
- F4The earned RSUs vest as follows: 3,750 vested on November 19, 2015; the remaining 11,250 are scheduled to vest equally on each of November 19, 2016, 2017 and 2018.