SEC Form 4 · accession 0001214659-15-004386
Interactive Intelligence Group, Inc. · ININ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Edward Hamburg
Director
Period of report
May 27, 2015
Accepted (ET)
May 29, 2015 · 12:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001517650
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 27, 2015 | M | 8,000 | $11.99 | A | 37,156 | D | |
| Common StockF1 | May 27, 2015 | S$0 | 4,000 | — | D | 33,156 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | May 27, 2015 | A | 2,892 | A | — | — | Common Stock | 2,892 | 2,892 | D |
| Restricted Stock UnitsF2,F3 | — | May 27, 2015 | A | 231 | A | — | — | Common Stock | 231 | 3,123 | D |
| Stock Options (right to buy)F4 | $11.99 | May 27, 2015 | M | 8,000 | D | May 28, 2010 | May 28, 2015 | Common Stock | 8,000 | 0 | D |
Explanation of responses
- F1Represents sale of 4,000 shares in 11 transactions, ranging in price from $43.00 to $43.076 per share resulting in a weighted average sale price per share of $43.0212. The reporting person will provide upon request by the SEC staff, the Issuer or a security holder, full information regarding the number of sales sold at each separate price within the range.
- F2Each restricted stock unit ("RSU") represents a contingent right to receive one share of Interactive Intelligence Group, Inc common stock upon vesting of the unit.
- F3The RSUs vest on 5/27/2016.
- F4Option Grant - #8 blank