SEC Form 4 · accession 0001214659-15-003996
Interactive Intelligence Group, Inc. · ININ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul Weber
Officer — Chief Business Officer
Period of report
May 13, 2015
Accepted (ET)
May 15, 2015 · 1:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001517650
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 13, 2015 | M | 313 | $0.00 | A | 7,605 | D | |
| Common StockF2,F1 | May 13, 2015 | F | 102 | $46.63 | D | 7,503 | D | |
| Common Stock | holding | — | — | — | 180 | I | Retirement plan shares |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F4 | — | May 13, 2015 | M | 313 | D | — | — | Common Stock | 313 | 624 | D |
Explanation of responses
- F1Represents the number of shares of Interactive Intelligence Group, Inc. common stock held by the reporting person as of the date of this Form 4.
- F2Represents shares withheld by Interactive Intelligence Group, Inc. to satisfy tax withholding obligations on the vesting of restricted stock units.
- F3Each restricted stock unit ("RSU") represents a contingent right to receive one share of Interactive Intelligence Group, Inc common stock upon vesting of the unit.
- F4The earned RSUs vest as follows: 313 vested on each of May 13, 2014 and 2015; the remaining 624 are scheduled to vest equally on each of May 13, 2016 and 2017.