SEC Form 4 · accession 0001214659-15-001492
Interactive Intelligence Group, Inc. · ININ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul Weber
Officer — Chief Business Officer
Period of report
Jan 11, 2015
Accepted (ET)
Feb 18, 2015 · 7:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001517650
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 11, 2015 | M | 1,042 | $0.00 | A | 6,644 | D | |
| Common StockF1 | Jan 11, 2015 | F | 403 | $42.97 | D | 6,241 | D | |
| Common Stock | Jan 13, 2015 | M | 1,375 | $0.00 | A | 7,616 | D | |
| Common StockF1 | Jan 13, 2015 | F | 532 | $43.25 | D | 7,084 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | Jan 11, 2015 | M | 1,042 | D | — | — | Common Stock | 1,042 | 2,083 | D |
| Restricted Stock UnitsF2,F4 | — | Jan 13, 2015 | M | 1,375 | D | — | — | Common Stock | 1,375 | 4,125 | D |
| Restricted Stock UnitsF2,F5 | — | Feb 13, 2015 | A | 6,500 | A | — | — | Common Stock | 6,500 | 6,500 | D |
Explanation of responses
- F1Represents shares withheld by Interactive Intelligence Group, Inc. to satisfy tax withholding obligations on the vesting of restricted stock units.
- F2Each restricted stock unit ("RSU") represents a contingent right to receive one share of Interactive Intelligence Group, Inc common stock.
- F3The earned RSUs vest as follows: 1,042 vested on January 11, 2015; the remaining 2,083 are scheduled to vest equally on January 11, 2016 and January 11, 2017.
- F4The earned RSUs vest as follows: 1,375 vested on January 13, 2015; the remaining 4,125 are scheduled to vest equally on January 13, 2016, January 13, 2017, and January 13, 2018.
- F5The RSUs vest in four equal installments on 2/13/16, 2/13/17, 2/13/18 and 2/13/19.