SEC Form 4 · accession 0001214659-15-001489

Interactive Intelligence Group, Inc. · ININ

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chairman, President and CEO · Director · 10% Owner

Period of report

Jan 11, 2015

Accepted (ET)

Feb 18, 2015 · 7:29 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001517650

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Jan 11, 2015	M	2,500	$0.00	A	3,169,178	D
Common Stock^F1	Jan 11, 2015	F	899	$42.97	D	3,168,279	D
Common Stock	Jan 13, 2015	M	2,000	$0.00	A	3,170,279	D
Common Stock^F1	Jan 13, 2015	F	611	$43.25	D	3,169,668	D
Common Stock	holding	—	—		—	500,000	I	By Grantor Retained Annuity Trust

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Units^F2,F3	—	Jan 11, 2015	M	2,500	D	—	—	Common Stock	2,500	5,000	D
Restricted Stock Units^F2,F4	—	Jan 13, 2015	M	2,000	D	—	—	Common Stock	2,000	6,000	D
Restricted Stock Units^F2,F5	—	Feb 13, 2015	A	16,500	A	—	—	Common Stock	16,500	16,500	D

F1Represents shares withheld by Interactive Intelligence Group, Inc. to satisfy tax withholding obligations on the vesting of restricted stock units.
F2Each restricted stock unit ("RSU") represents a contingent right to receive one share of Interactive Intelligence Group, Inc common stock.
F3The earned RSUs vest as follows: 2,500 vested on January 11, 2015; the remaining 5,000 are scheduled to vest equally on January 11, 2016 and January 11, 2017.
F4The earned RSUs vest as follows: 2,000 vested on January 13, 2015; the remaining 6,000 are scheduled to vest equally on January 13, 2016, January 13, 2017, and January 13, 2018.
F5The RSUs vest in four equal installments on 2/13/16, 2/13/17, 2/13/18 and 2/13/19.