SEC Form 4 · accession 0001214659-15-001486

Interactive Intelligence Group, Inc. · ININ

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chief Financial Officer

Period of report

Jan 11, 2015

Accepted (ET)

Feb 18, 2015 · 7:20 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001517650

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Jan 11, 2015	M	1,250	$0.00	A	41,899	D
Common Stock^F1	Jan 11, 2015	F	450	$42.97	D	41,449	D
Common Stock	Jan 13, 2015	M	1,000	$0.00	A	42,449	D
Common Stock^F1	Jan 13, 2015	F	360	$43.25	D	42,089	D
Common Stock	holding	—	—		—	23,000	I	By Grantor Retained Annuity Trust

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Units^F2,F3	—	Jan 11, 2015	M	1,250	D	—	—	Common Stock	1,250	2,500	D
Restricted Stock Units^F2,F4	—	Jan 13, 2015	M	1,000	D	—	—	Common Stock	1,000	1,500	D
Restricted Stock Units^F2,F5	—	Feb 13, 2015	A	8,250	A	—	—	Common Stock	8,250	9,750	D

F1Represents shares withheld by Interactive Intelligence Group, Inc. to satisfy tax withholding obligations on the vesting of restricted stock units.
F2Each restricted stock unit ("RSU") represents a contingent right to receive one share of Interactive Intelligence Group, Inc common stock.
F3The earned RSUs vest as follows: 1,250 vested on January 11, 2015; the remaining 2,500 are scheduled to vest equally on January 11, 2016 and January 11, 2017.
F4The earned RSUs vest as follows: 1,000 vested on January 13, 2015; the remaining 3,000 are scheduled to vest equally on January 13, 2016, January 13, 2017, and January 13, 2018.
F5The RSUs vest in four equal installments on 2/13/16, 2/13/17, 2/13/18 and 2/13/19.