SEC Form 3 · accession 0001645291-15-000002
ClearBridge Energy Midstream Opportunity Fund Inc. · EMO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mutual of Omaha Insurance Co
10% Owner
Period of report
Mar 26, 2015
Accepted (ET)
Jun 22, 2015 · 11:49 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001517518
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Series A Mandatorily Redeemable Preferred SharesF1 | holding | — | — | — | 20 | I | By Companion Life Insurance Company | |
| Series A Mandatorily Redeemable Preferred SharesF2 | holding | — | — | — | 50 | I | By United of Omaha Life Insurance Company | |
| Series B Mandatorily Redeemable Preferred Shares | holding | — | — | — | 30 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Companion Life Insurance Company is an indirect wholly-owned subsidiary of Mutual of Omaha Insurance Company
- F2United of Omaha Life Insurance Company is a wholly-owned subsidiary of Mutual of Omaha Insurance Company