SEC Form 4 · accession 0001225208-15-008785
ClearBridge Energy Midstream Opportunity Fund Inc. · EMO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Period of report
Mar 26, 2015
Accepted (ET)
Mar 30, 2015 · 4:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001517518
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| MRP Shares | Mar 26, 2015 | P | 228 | $100,000.00 | A | 228 | D | |
| MRP SharesF1 | Mar 26, 2015 | P | 12 | $100,000.00 | A | 12 | I | By C.M. Life Insurance Company |
| Senior Secured Notes Series B | holding | — | — | — | 25,850,000 | D | ||
| Senior Secured Notes Series C | holding | — | — | — | 6,550,000 | D | ||
| Senior Secured Notes Series BF1 | holding | — | — | — | 2,900,000 | I | By C.M. Life Insurance Company | |
| Senior Secured Notes Series CF1 | holding | — | — | — | 700,000 | I | By C.M. Life Insurance Company | |
| Senior Secured Notes Series BF2 | holding | — | — | — | 3,250,000 | I | By MassMutual Asia Limited | |
| Senior Secured Notes Series CF2 | holding | — | — | — | 750,000 | I | By MassMutual Asia Limited |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1C.M. Life Insurance Company is a wholly-owned subsidiary of the Reporting Person.
- F2MassMutual Asia Limited is an indirect wholly-owned subsidiary of the Reporting Person.