SEC Form 4 · accession 0001104659-26-086856
ClearBridge Energy Midstream Opportunity Fund Inc. · EMO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Jul 23, 2026
Accepted (ET)
Jul 27, 2026 · 8:00 am EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001517518
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Series J Mandatory Redeemable Preferred StockF2 | Jul 23, 2026 | J | 134,286 | $35.23 | D | 0 | I | Held through subsidiaries |
| Series P Mandatory Redeemable Preferred StockF2 | holding | — | — | — | 160,000 | I | Held through subsidiary | |
| 3.56% Series N Senior Secured Notes due June 11, 2027F2 | holding | — | — | — | — | I | Held through subsidiary | |
| 3.76% Series O Senior Secured Notes due June 11, 2030F3 | holding | — | — | — | — | I | Held through subsidiaries |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The outstanding shares of Series J Mandatory Redeemable Preferred Stock were redeemed by the issuer at maturity at a price equal to the liquidation value of $35.00 of the redeemed securities plus accrued interest of approximately $0.23 per share.
- F2Directly held by American General Life Insurance Company ("AGLIC"), an indirect wholly owned subsidiary of Corebridge Financial, Inc. ("CRBG").
- F3AGLIC and The United States Life Insurance Company in the City of New York, an indirect wholly owned subsidiary of CRBG, directly hold $1,380,371.82 principal amount and $671,532.25 principal amount of the reported securities, respectively.
Remarks
Filed pursuant to Section 30(h) of the Investment Company Act of 1940.