SEC Form 3 · accession 0000899243-16-013381
ClearBridge Energy Midstream Opportunity Fund Inc. · EMO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Mar 26, 2015
Accepted (ET)
Feb 16, 2016 · 4:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001517518
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Series A Mandatory Redeemable Preferred StockF1 | holding | — | — | — | 50 | I | By Subsidiary | |
| Series B Mandatory Redeemable Preferred StockF1 | holding | — | — | — | 65 | I | By Subsidiary | |
| Series C Mandatory Redeemable Preferred StockF1 | holding | — | — | — | 135 | I | By Subsidiary |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The securities reported herein are directly beneficially owned by Voya Retirement Insurance and Annuity Company, Voya Insurance and Annuity Company, ReliaStar Life Insurance Company, and Security Life of Denver Insurance Company, each a direct or indirect subsidary of Voya Financial, Inc. and/or Voya Holdings, Inc. Voya Holdings, Inc. is a direct subsidiary of Voya Financial, Inc. Voya Financial, Inc. is the indirect beneficial owner of the securities reported herein.