SEC Form 4 · accession 0001127602-18-006659
Artisan Partners Asset Management Inc. · APAM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles J Daley Jr.
Officer — Exec VP, CFO & Treasurer · 10% Owner
Period of report
Feb 16, 2018
Accepted (ET)
Feb 16, 2018 · 4:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001517302
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock, par value $0.01 per share | Feb 16, 2018 | A | 6,600 | $0.00 | A | 35,300 | D | |
| Class A Common Stock, par value $0.01 per share | holding | — | — | — | 200 | I | By daughter | |
| Class A Common Stock, par value $0.01 per share | holding | — | — | — | 200 | I | By daughter |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On February 16, 2018, Mr. Daley was awarded 6,600 shares of Class A common stock pursuant to the Artisan Partners Asset Management Inc. 2013 Omnibus Incentive Compensation Plan. The shares may not be transferred until they have vested.