SEC Form 4 · accession 0001127602-16-038067
Artisan Partners Asset Management Inc. · APAM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephanie Dimarco
Director
Period of report
Nov 30, 2015
Accepted (ET)
Jan 27, 2016 · 5:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001517302
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock, par value $0.01 per shareF1 | Nov 30, 2015 | P | 308 | $38.9473 | A | 20,308 | I | By Charitable Trust |
| Class A Common Stock, par value $0.01 per shareF2 | Nov 30, 2015 | P | 770 | $38.9473 | A | 50,770 | I | By Living Trust |
| Class A Common Stock, par value $0.01 per shareF1 | Jan 26, 2016 | A | 6,442 | $0.00 | A | 15,314 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F120,000 shares previously reported as directly owned are now being reported as indirectly owned by the DiMarco/Harleen Charitable Remainder Trust of which the reporting person is a trustee.
- F2Securities held by The DiMarco/Harleen Living Trust of which the reporting person is a trustee.