SEC Form 4 · accession 0001209191-15-079144
Chefs' Warehouse, Inc. · CHEF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Katherine Oliver
Director
Period of report
Nov 6, 2015
Accepted (ET)
Nov 9, 2015 · 5:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001517175
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 6, 2015 | A | 1,436 | $0.00 | A | 1,436 | D | |
| Common StockF2 | Nov 9, 2015 | P | 547 | $18.28 | A | 1,983 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This reporting person received 1,436 shares of restricted common stock pursuant to The Chefs' Warehouse, Inc. 2011 Omnibus Equity Incentive Plan. The forfeiture restrictions associated with 100% of the award will lapse on the date of the issuer's 2016 annual stockholders' meeting.
- F2An aggregate of 547 shares of common stock were purchased in multiple trades on November 9, 2015 at prices ranging from $18.19 to $18.37. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, The Chefs' Warehouse, Inc. or a stockholder of The Chefs' Warehouse, Inc. full information regarding the number of shares and prices at which the transaction was effected.