SEC Form 4 · accession 0001209191-15-024171
Chefs' Warehouse, Inc. · CHEF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John D Austin
Officer — Chief Financial Officer
Period of report
Mar 6, 2015
Accepted (ET)
Mar 9, 2015 · 5:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001517175
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 6, 2015 | A | 1,435 | $0.00 | A | 140,998 | D | |
| Common StockF2 | Mar 6, 2015 | A | 3,348 | $0.00 | A | 144,346 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This reporting person received 1,435 shares of restricted common stock pursuant to The Chefs' Warehouse, Inc. 2011 Omnibus Equity Incentive Plan. The forfeiture restrictions associated with this award will lapse in one-fourth increments as of the first through fourth anniversary dates of the grant date.
- F2This reporting person received 3,348 shares of restricted common stock pursuant to The Chefs' Warehouse, Inc. 2011 Omnibus Equity Incentive Plan. The forfeiture restrictions associated with this award will lapse in one-fourth increments, with the first one-fourth of the forfeiture restrictions lapsing on the date (the "Initial Vesting Date") the Compensation Committee of the Company certifies that the Company achieved certain performance targets related to earnings per diluted share for the 2015 fiscal year, as adjusted, in accordance with the terms of the reporting person's performance-based vesting restricted share award agreement, and the remaining three-fourths of the forfeiture restrictions lapsing equally on the first through third anniversary dates of the Initial Vesting Date.