SEC Form 4 · accession 0000947871-18-000878
Chefs' Warehouse, Inc. · CHEF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Pappas
Officer — Vice Chairman · Director
Period of report
Nov 2, 2018
Accepted (ET)
Nov 6, 2018 · 7:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001517175
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Nov 2, 2018 | S | 130,550 | $35.01 | D | 1,467,660 | D | |
| Common StockF3 | Nov 5, 2018 | S | 220 | $35.00 | D | 1,467,440 | D | |
| Common StockF4 | Nov 6, 2018 | S | 102,013 | $35.06 | D | 1,365,427 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sale on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 8, 2018.
- F2The price reported in Column 4 is a weighted average price per share. These shares were sold in multiple transactions at prices ranging from $35.00 to $35.05, inclusive. The Reporting Person undertakes upon request to provide the Issuer, any security holder of the Issuer, or the SEC full information regarding the shares sold at each separate price within the range set forth in this footnote.
- F3The price reported in Column 4 is a weighted average price per share. These shares were sold in multiple transactions at prices ranging from $35.00 to $35.01, inclusive. The Reporting Person undertakes upon request to provide the Issuer, any security holder of the Issuer, or the SEC full information regarding the shares sold at each separate price within the range set forth in this footnote.
- F4The price reported in Column 4 is a weighted average price per share. These shares were sold in multiple transactions at prices ranging from $35.00 to $35.30, inclusive. The Reporting Person undertakes upon request to provide the Issuer, any security holder of the Issuer, or the SEC full information regarding the shares sold at each separate price within the range set forth in this footnote.