SEC Form 4 · accession 0000947871-17-000204
Chefs' Warehouse, Inc. · CHEF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alexandros Aldous
Officer — General Counsel
Period of report
Mar 6, 2017
Accepted (ET)
Mar 8, 2017 · 9:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001517175
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 6, 2017 | F | 163 | $14.75 | D | 71,247 | D | |
| Common Stock | Mar 6, 2017 | A | 4,358 | $0.00 | A | 75,605 | D | |
| Common Stock | Mar 6, 2017 | D | 5,840 | $0.00 | D | 69,765 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares withheld upon vesting of restricted common stock awarded to reporting person on March 6, 2015 pursuant to The Chefs' Warehouse 2011 Omnibus Equity Incentive Plan (the "Plan").
- F2The reporting person received 4,358 shares of restricted common stock pursuant to the Plan. The forfeiture restrictions associated with this award will lapse in one-third increments as of the first through third anniversary dates of the grant date, March 6, 2017.
- F3Performance Restricted Shares awarded in 2016 pursuant to the Plan and cancelled upon failure to achieve performance targets.