SEC Form 4 · accession 0000947871-16-001670
Chefs' Warehouse, Inc. · CHEF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John D Austin
Officer — Chief Financial Officer
Period of report
Nov 9, 2016
Accepted (ET)
Nov 14, 2016 · 3:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001517175
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 9, 2016 | S | 20,000 | $11.8986 | D | 96,587 | D | |
| Common StockF2 | Nov 10, 2016 | S | 5,000 | $12.6036 | D | 91,587 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares of the Issuer's common stock ("Shares") were sold in multiple transactions at prices ranging from $11.25 to $12.30, inclusive. The Reporting Person undertakes upon request to provide the Issuer, any security holder of the Issuer, or the Securities and Exchange Commission (the "SEC") full information regarding the Shares sold at each separate price within the range set forth in this footnote.
- F2The price reported in Column 4 is a weighted average price. These Shares were sold in multiple transactions at prices ranging from $12.20 to $12.80, inclusive. The Reporting Person undertakes upon request to provide the Issuer, any security holder of the Issuer, or the SEC full information regarding the Shares sold at each separate price within the range set forth in this footnote.