SEC Form 4/A · accession 0000947871-16-001034
Chefs' Warehouse, Inc. · CHEF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
John D Austin
Officer — Chief Financial Officer
Period of report
Mar 7, 2016
Accepted (ET)
Mar 14, 2016 · 9:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001517175
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Price-Based Stock Options (Right to Buy)F1,F2 | $20.23 | Mar 7, 2016 | A | 10,070 | A | — | Mar 7, 2026 | Common Stock | 10,070 | 10,070 | D |
Explanation of responses
- F1This amendment is filed to correct the exercise price of the price-based stock options, which was incorrectly reported on the original Form 4.
- F2Price-based stock options are eligible for vesting only upon the issuer's achievement of a $30 stock price hurdle (based on 20-consecutive trading day average) on or before the fourth anniversary of the grant date; in addition, price-based stock options may not be exercised before the third anniversary of the grant date and are subject to the terms of the reporting person's non-qualified stock option agreement.