SEC Form 4 · accession 0001677686-18-000002
MTGE Investment Corp. · MTGE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenneth L. Pollack
Officer — SVP and General Counsel
Period of report
Mar 12, 2018
Accepted (ET)
Mar 19, 2018 · 4:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001516973
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 12, 2018 | A | 4,843 | — | A | 8,907 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents performance incentive plan shares ("PIP") that are time vested awards under the AGNC Mortgage Management, LLC Performance Incentive Plan- MTGE. The awards were received as a grant for no consideration. The common stock underlying the PIP will vest, subject to certain limitations, in equal installments, on each of March 15, 2019, March 15, 2020 and March 15, 2021.
- F2Includes 381 shares of stock received pursuant to the reinvestment of cash dividends declared by the Company on previously granted PIP awards since the Reporting Person's last Form 4 filing.