SEC Form 4 · accession 0001665223-17-000001
MTGE Investment Corp. · MTGE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donald Holley
Officer — SVP and Chief Accounting Off
Period of report
Mar 1, 2017
Accepted (ET)
Mar 3, 2017 · 3:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001516973
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 1, 2017 | A | 9,207 | — | A | 28,841 | D | |
| Common Stock | holding | — | — | — | 4,650 | I | IRA |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents performance incentive plan shares ("PIP") that are time vested awards under the AGNC Mortgage Management, LLC Performance Incentive Plan- MTGE. The awards were received as a grant for no consideration. The common stock underlying the PIP will vest, subject to certain limitations, in equal installments, on each of March 15, 2018, March 15, 2019 and March 15, 2020.