SEC Form 4 · accession 0001665223-16-000009
MTGE Investment Corp. · MTGE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donald Holley
Officer — SVP and Chief Accounting Off
Period of report
Jul 5, 2016
Accepted (ET)
Jul 7, 2016 · 4:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001516973
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jul 5, 2016 | S | 8,528 | $15.609 | D | 19,305 | D | |
| Common Stock | holding | — | — | — | 4,650 | I | IRA |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Sales made pursuant to a previously established Rule 10b5-1 Plan solely to cover required tax withholding upon vesting of stock awards.
- F2Includes 667.715 shares of stock received pursuant to the reinvestment of cash dividends declared by the Company to holders of record of common stock as of March 31, 2016.