SEC Form 4 · accession 0001665223-16-000005
MTGE Investment Corp. · MTGE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donald Holley
Officer — SVP and Chief Accounting Off
Period of report
Mar 1, 2016
Accepted (ET)
Mar 2, 2016 · 4:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001516973
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 1, 2016 | S | 2,461 | $13.79 | D | 28,287 | D | |
| Common Stock | holding | — | — | — | 4,650 | I | IRA |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Sales made pursuant to a previously established Rule 10b5-1 Plan.
- F2Price reflects weighted average sales price; actual sale prices ranged from $13.66 to $13.85. The reporting person undertakes to provide, upon request by the Commission staff, the issuer or a security holder of the issuer, information regarding the number of shares sold at each separate price.