SEC Form 4 · accession 0001603488-18-000004
MTGE Investment Corp. · MTGE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Aaron Pas
Officer — SVP
Period of report
Sep 7, 2018
Accepted (ET)
Sep 10, 2018 · 3:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001516973
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1,F2 | Sep 7, 2018 | D | 16,468 | — | D | 0 | D | |
| Common Stock, par value $0.01 per shareF3 | Sep 7, 2018 | D | 2,399 | — | D | 0 | I | IRA |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 345 shares of stock received pursuant to the reinvestment of cash dividends declared by the Company on previously granted shares under the AGNC Mortgage Management, LLC Performance Incentive Plan-MTGE since the Reporting Person's last Form 4 filing.
- F2Disposed of pursuant to the Agreement and Plan of Merger dated as of May 2, 2018 by and among Annaly Capital Management, Inc. ("Annaly"), MTGE Investment Corp. and Mountain Merger Sub Corporation in exchange for $299,022 and 2,380 shares of Annaly common stock.
- F3Disposed of pursuant to the Agreement and Plan of Merger dated as of May 2, 2018 by and among Annaly Capital Management, Inc. ("Annaly"), MTGE Investment Corp. and Mountain Merger Sub Corporation in exchange for $23,558 and 2,284 shares of Annaly common stock.