SEC Form 4 · accession 0001603488-18-000003
MTGE Investment Corp. · MTGE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Aaron Pas
Officer — SVP
Period of report
May 7, 2018
Accepted (ET)
May 8, 2018 · 4:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001516973
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1,F2 | May 7, 2018 | S | 39,751 | $19.65 | D | 16,123 | D | |
| Common Stock | holding | — | — | — | 2,399 | I | IRA |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reported price is a weighted average price. The shares were sold in multiple transactions at prices ranging from $19.65 to $19.66, inclusive. The Reporting Person undertakes to provide to the Issuer, any stockholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
- F2Includes 369.132 shares of stock received pursuant to the reinvestment of cash dividends declared by the Company on previously granted shares under the AGNC Mortgage Management, LLC Performance Incentive Plan-MTGE since the Reporting Person's last Form 4 filing.