SEC Form 4 · accession 0001434805-16-000020
MTGE Investment Corp. · MTGE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gary D Kain
Officer — Dir., CEO, President and CIO · Director
Period of report
Aug 24, 2016
Accepted (ET)
Aug 24, 2016 · 4:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001516973
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1,F2 | Aug 24, 2016 | S | 1,328 | $17.2243 | D | 305,625 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Sales made pursuant to a previously established Rule 10b5-1 Plan solely to cover required tax withholding upon vesting of stock awards.
- F2Includes 2,777.859 shares of stock received pursuant to the reinvestment of cash dividends declared by the Company to holders of record of common stock as of June 30, 2016.