SEC Form 4 · accession 0001432826-18-000001
MTGE Investment Corp. · MTGE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Randy E. Dobbs
Director
Period of report
May 1, 2018
Accepted (ET)
May 2, 2018 · 5:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001516973
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1,F2 | May 1, 2018 | A | 4,132 | — | A | 30,974 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents restricted stock units ("RSUs") granted to the Reporting Person under the American Capital Mortgage Investment Corp. Amended and Restated Equity Incentive Plan. The awards were received as a grant for no consideration. The Common Stock underlying the RSUs will vest, subject to certain limitations, on May 1, 2019.
- F2Includes 2,161.430 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing.