SEC Form 4 · accession 0001209191-18-029126
Origin Bancorp, Inc. · OBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Howard H Newman
10% Owner
PINE BROOK CAPITAL PARTNERS LP
10% Owner
Pine Brook Road Associates, L.P.
10% Owner
PBRA, LLC
10% Owner
Period of report
May 10, 2018
Accepted (ET)
May 10, 2018 · 1:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001516912
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $5.00 per shareF1,F2,F3 | May 10, 2018 | S | 675,000 | $31.62 | D | 1,128,285 | I | See Footnotes |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This Form 4 is being filed on behalf of Pine Brook Capital Partners, L.P., a Delaware limited partnership, Pine Brook Road Associates, L.P., a Delaware limited partnership and the general partner of Pine Brook Capital Partners, L.P., PBRA, LLC, a Delaware single-member limited liability company that controls Pine Brook Road Associates, L.P. in its capacity as general partner, and Howard Newman, the sole member of PBRA, LLC. Mr. Newman has investment and voting control over the shares held or controlled by the Pine Brook Funds (as defined below).
- F2Pine Brook Capital Partners, L.P., Pine Brook Capital Partners (SSP Offshore) II, L.P. and Pine Brook Capital Partners (Cayman), L.P. (collectively, the "Pine Brook Funds") sold 541,569, 95,609 and 37,822, respectively, shares of common stock of Origin Bancorp, Inc. in connection with its initial public offering, which closed on May 10, 2018.
- F3Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 (the "Exchange Act"), the filing of this statement shall not be deemed an admission that any Reporting Person is, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of any securities reported herein.