SEC Form 5 · accession 0001213900-18-002455
Moxian, Inc. · MOXC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 19, 2013 | P | 5,000 | $0.10 | A | 29,820,000 | I | by Good Eastern |
| Common StockF1 | Nov 22, 2013 | P | 661,000 | $0.085 | A | 29,820,000 | I | by Good Eastern |
| Common StockF1 | Nov 14, 2013 | P | 1,332,000 | $112,379.00 | A | 29,820,000 | I | by Stellar |
Table II — derivative securities
Explanation of responses
- F1see notes below
Remarks
Mr. Tan was appointed as the director of MOXC on February 13, 2015 and was appointed as the CEO and President of MOXC on June 30, 2015. On September 28, 2017, Mr. Tan resigned from his positions as a director of MOXC and from all directorship positions with all MOXC subsidiaries and also resigned from his position as CEO of MOXC and from all officer positions with MOXC and its subsidiaries, effective September 29, 2017. Mr. Tan is a member and director of Good Eastern Investment Holdings Limited ("Good Eastern"). On November 19, 2013, Good Eastern acquired 5,000 shares of MOXC in exchange for $0.10 per share. On November 22, 2013, Good Eastern acquired 661,000 shares of MOXC in exchange for $0.085 per share. On December 13, 2013 MOXC implemented a 60-for-1 forward stock split, causing the shares set forth above to increase to 39,960,000 shares. On February 22, 2016, MOXC and Good Eastern agreed to a cancellation of shares that resulted in Good Eastern owning 19,980,000 shares of MOXC, and on June 20, 2016, the MOXC effected a 1 for 2 reverse stock split, which caused the shares MOXC held by Good Eastern to be adjusted to 9,990,000. See Exhibit 1 attached here for additional information. Please see Exhibit 1 for additional information required by this Form 5 for which there was not available room here.