SEC Form 5 · accession 0001213900-18-002451
Moxian, Inc. · MOXC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 19, 2013 | P | 5,000 | $0.10 | A | 9,990,000 | D | |
| Common Stock | Nov 22, 2013 | P | 661,000 | $0.085 | A | 9,990,000 | D |
Table II — derivative securities
Remarks
Good Eastern Investment Limited ("Good Eastern") is a company owned solely by James Mengdong Tan, the former CEO and director of MOXC. On November 19, 2013, Good Eastern acquired 5,000 MOXC, from an individual seller. On November 22, 2013, Good Eastern acquired 661,000 shares from an individual seller. On December 13, 2013, pursuant to a 60-for-1 forward stock the shares held by Good Eastern became 39,960,000 and on February 22, 2016, Good Eastern agreed to a cancellation of shares that resulted in it owning 19,980,000 shares and on June 20, 2016, pursuant to a 1 for 2 reverse stock split, Good Eastern now holds 9,990,000 shares of MOXC. Please see Exhibit 1 attached here for additional information for which there is no room here.