SEC Form 4 · accession 0001209191-15-080006
Insys Therapeutics, Inc. · INSY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
John N Kapoor
Officer — President & CEO · Director · 10% Owner
Period of report
Nov 11, 2015
Accepted (ET)
Nov 13, 2015 · 3:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001516479
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Nov 11, 2015 | P | 9,100 | $25.46 | A | 42,358,710 | I | By Trust |
| Common StockF4,F3 | Nov 11, 2015 | P | 900 | $26.15 | A | 42,359,610 | I | By Trust |
| Common StockF5 | holding | — | — | — | 31,982 | D | ||
| Common StockF6,F7 | holding | — | — | — | 56,288 | I | By Partnership |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $25.14 to $26.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.
- F2On June 5, 2015, the Issuer effected a 2-for-1 forward stock split pursuant to a stock dividend, resulting in the reporting person's ownership of 21,174,805 additional shares.
- F3By The John N. Kapoor Trust dated September 20, 1989.
- F4The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $26.15 to $26.23, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.
- F5On June 5, 2015, the Issuer effected a 2-for-1 forward stock split pursuant to a stock dividend, resulting in the reporting person's ownership of 15,991 additional shares.
- F6On June 5, 2015, the Issuer effected a 2-for-1 forward stock split pursuant to a stock dividend, resulting in the reporting person's ownership of 28,144 additional shares.
- F7By EJ Financial/NEO Management, L.P. of which the reporting person is Managing General Partner.