SEC Form 4 · accession 0001209191-17-034484
Ultragenyx Pharmaceutical Inc. · RARE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas Richard Kassberg
Officer — CBO & EVP
Period of report
May 21, 2017
Accepted (ET)
May 22, 2017 · 6:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001515673
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 21, 2017 | F | 414 | $57.47 | D | 76,604 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due to the vesting of Restricted Stock Units.
- F2Includes 228 shares acquired under the Company's 2014 Employee Stock Purchase Plan on April 28, 2017.