SEC Form 4 · accession 0001104659-16-112988
Ares Dynamic Credit Allocation Fund, Inc. · ARDC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
M. Freddie Reiss
Director
Period of report
Apr 19, 2016
Accepted (ET)
Apr 20, 2016 · 7:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001515324
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Apr 19, 2016 | P | 2,500 | $13.395 | A | 2,500 | I | By the M. Freddie Reiss Living Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $13.395 to $13.399, inclusive. The Reporting Person undertakes to provide to Ares Dynamic Credit Allocation Fund, Inc., any security holder of Ares Dynamic Credit Allocation Fund, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4.
- F2The shares are held by the M. Freddie Reiss Living Trust, of which the reporting person is a beneficiary.
Remarks
Exhibit 24 - Powers of Attorney