SEC Form 5 · accession 0001677296-18-000002
Arq, Inc. · ARQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ron Hanson
Officer — SVP of Operations of ADA-ES
Period of report
Dec 31, 2017
Accepted (ET)
Feb 13, 2018 · 5:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001515156
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Dec 28, 2017 | J | 664 | $9.43 | D | 24,904 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Advanced Emissions Solutions, Inc. 401(k) Plan (the "Plan") executed a non-volitional liquidation of all of the Issuer's securities held in the Plan, including 664 shares held in the reporting owner's account.
- F2Total holdings decreased by 1 share due to an accounting reconciliation.