SEC Form 4 · accession 0001677291-17-000002
Arq, Inc. · ARQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Greg Marken
Officer — Chief Accounting Officer
Period of report
Jan 12, 2017
Accepted (ET)
Jan 17, 2017 · 12:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001515156
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 12, 2017 | F | 1,034 | $9.20 | D | 26,427 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the shares withheld to satisfy the statutory tax withholding obligations upon the vesting of 2,774 shares issued under the issuer's Amended and Restated 2010 Non-Management Compensation and Incentive Plan, as amended (the "2010 Plan").
- F2Of the amount shown, 17,773 shares are restricted stock issued pursuant to the 2010 Plan, not fully vested and subject to forfeiture, and 5,000 shares are restricted stock issued pursuant to the Advanced Emissions Solutions, Inc. Amended and Restated 2007 Equity Incentive Plan, as amended (the "2007 Plan"), not fully vested and subject to forfeiture. Total ownership reflects an immaterial correction to the amount previously reported.