SEC Form 4 · accession 0001606866-15-000001
Arq, Inc. · ARQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rachel Ann Smith
Officer — Chief Accounting Officer
Period of report
Jan 2, 2015
Accepted (ET)
Jan 7, 2015 · 8:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001515156
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 2, 2015 | F | 321 | $21.86 | D | 3,024 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the shares withheld to satisfy the minimum statutory tax withholding obligations upon the vesting of 861 shares issued under the issuer's Amended and Restated 2007 Equity Incentive Plan, as amended (the "2007 Plan"), pursuant to the 2014 Long Term Incentive Plan.
- F2Of the amount shown, 2,484 shares are restricted stock (not fully vested and subject to certain repurchase rights under the 2007 Plan).