SEC Form 4 · accession 0001532659-16-000052
Arq, Inc. · ARQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Louis Spencer Wells
Director
Period of report
Jul 1, 2016
Accepted (ET)
Jul 6, 2016 · 5:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001515156
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jul 1, 2016 | A | 6,212 | $0.00 | A | 12,223 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares automatically awarded on July 1, 2016 pursuant to the Director Compensation Arrangement under the Company's Amended and Restated 2007 Equity Incentive Plan, as amended, which shares shall vest on a quarterly basis with one fourth of the total amount of shares of Common Stock awarded vesting on each of August 31, 2016; November 30, 2016; February 28, 2017 and May 31, 2017.
- F2The shares of Restricted Stock were granted for the director services rendered to and to be rendered to the Company by the reporting person.