SEC Form 4 · accession 0001532659-16-000037
Arq, Inc. · ARQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
W Phillip Marcum
Other
Period of report
Apr 13, 2016
Accepted (ET)
Apr 15, 2016 · 4:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001515156
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1,F2 | $6.40 | Apr 13, 2016 | A | 24,448 | A | — | Apr 13, 2021 | Common Stock | 24,448 | 24,448 | D |
Explanation of responses
- F1Date exercisable is April 13, 2016 because the Stock Option is fully vested upon grant.
- F2These options were granted in accordance with an agreement for professional services rendered to the Company.