SEC Form 4 · accession 0001532659-15-000029
Arq, Inc. · ARQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christine B. Amrhein
Officer — General Counsel
Period of report
Aug 11, 2015
Accepted (ET)
Aug 13, 2015 · 6:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001515156
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Aug 11, 2015 | F | 66 | $10.15 | D | 31,720 | I | By Spouse |
| Common StockF3,F2 | Aug 11, 2015 | D | 726 | $0.00 | D | 30,994 | I | By Spouse |
| Common StockF4 | holding | — | — | — | 15,357 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person's spouse delivered stock to the Issuer to cover the payment of the tax liability incident to the vesting of 288 shares of Restricted Stock issued under the Advanced Emissions Solution's Inc. Amended and Restated 2010 Non-Management Compensation and Incentive Plan (the "2010 Plan").
- F2Of the amount shown, 9,532 shares are held in the qualified pension plan account of the reporting person's spouse in accordance with 2010 Plan.
- F3Represents shares previously reported as beneficially owned that were not fully vested and forfeited in accordance with the 2010 Plan.
- F4Of the amount shown, 1,746 shares are held in the qualified pension plan account of the reporting person and 7,446 shares were issued pursuant to programs under the Advanced Emissions Solution's Inc. Amended and Restated 2007 Equity Incentive Plan, as amended.